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Total Recordable Incident Rate (TRIR)
Lagging
(Number of recordable incidents x 200000) / Total hours worked
Rate per 200000 hours
No (lower is better)
US OSHA 29 CFR 1904 Recordkeeping
Private industry average 2.6 (2023 BLS SOII); Construction 2.9; Manufacturing 2.8; Oil and gas 0.7
All industries especially OSHA-regulated US sites
Lost Time Injury Frequency Rate (LTIFR)
Lagging
(Number of lost time injuries x 1000000) / Total hours worked
Rate per 1000000 hours
No (lower is better)
IOGP Annual SPI; HSE UK; ISO 45001 guidance
IOGP 2023 combined LTI frequency rate 0.37; UK HSE 2023/24 0.7 per 100000 workers equivalent
Oil and gas; international sites; UK/EU reporting
Days Away Restricted or Transferred Rate (DART)
Lagging
(DART cases x 200000) / Total hours worked
Rate per 200000 hours
No (lower is better)
US OSHA 29 CFR 1904.7
Private industry average 1.8 (2023 BLS); Construction 1.8
OSHA-regulated US sites; OSHA 300 log mandatory
Severity Rate (SR)
Lagging
(Total lost days x 200000) / Total hours worked
Lost days per 200000 hours
No (lower is better)
HSE UK / ILO variant
HSE UK target depends on sector; used alongside LTIFR to show average severity
UK and international; complements LTIFR
Fatal Accident Rate (FAR)
Lagging
(Number of fatalities x 100000000) / Total exposure hours
Deaths per 100 million exposure hours
No (lower is better)
IOGP; UK HSE; oil and gas industry
IOGP upstream combined 1.85 (2023); construction 3-5; petrochemical 1.5-2.5
High-hazard industries: oil and gas, mining, construction
Fatality Rate
Lagging
(Number of fatalities / Number of workers) x 100000
Deaths per 100000 workers
No (lower is better)
ILO; BLS CFOI; national statistics
ILO global average ~2.0 per 100000; mining/quarrying ~10; construction ~8
International comparison; BLS CFOI data for USA
Lost Time Injury Rate (LTIR)
Lagging
(Number of LTIs x 200000) / Total hours worked
Rate per 200000 hours
No (lower is better)
Used in UAE/GCC alongside OSHA format
UAE 0.5 target common for large construction contractors; varies by sector
UAE, Saudi Arabia, Qatar construction and oil and gas
Near-Miss Frequency Rate (NMFR)
Lagging (trend indicator)
(Number of near misses reported x 200000) / Total hours worked
Rate per 200000 hours
Yes (higher indicates better reporting culture)
IOGP; safety management systems best practice
No universal benchmark; target is year-on-year increase indicating reporting culture improvement
All industries; used as safety-culture indicator
First Aid Case Rate
Lagging
(Number of first aid cases x 200000) / Total hours worked
Rate per 200000 hours
No (context-dependent — may indicate good near-miss reporting)
OSHA recordkeeping (non-recordable cases)
No universal benchmark; trend analysis useful
All industries
Loss of Primary Containment (LOPC) Tier 1 Rate
Lagging (process safety)
(Tier 1 LOPC events x 1000000) / Total hours worked
Events per 1000000 hours
No (lower is better)
IOGP Report 456 / API RP 754
IOGP combined 0.027 Tier 1 (2023); target <0.05
Oil and gas; refining; petrochemical; API 754 sectors
Loss of Primary Containment (LOPC) Tier 2 Rate
Lagging (process safety)
(Tier 2 LOPC events x 1000000) / Total hours worked
Events per 1000000 hours
No (lower is better)
IOGP Report 456 / API RP 754
IOGP combined 0.13 Tier 2 (2023)
Oil and gas; refining; petrochemical
Experience Modification Rate (EMR)
Lagging (US Workers Comp)
Actual losses / Expected losses (calculated by insurer); base = 1.0
Ratio (dimensionless)
No (lower is better)
NCCI (US); state workers compensation bureaus
EMR below 1.0 = better than average; contractors with EMR > 1.0 often excluded from major sites; < 0.7 is excellent
US contractors; construction; manufacturing
Toolbox Talk (TBT) Compliance Rate
Leading
Number of TBTs conducted / Number of TBTs scheduled x 100
Percentage (%)
Yes (higher is better)
ISO 45001 Section 7.4 communication; SMS best practice
Target 95-100%; below 80% indicates leadership engagement gap
All industries; construction; oil and gas
Permit to Work (PTW) Audit Closure Rate
Leading
Number of closed PTW audit findings / Total PTW audit findings raised x 100
Percentage (%)
Yes
ISO 45001 Section 10.2 CAPA; PTW system standards (BS 8210 / OSHA 1910.147)
Target >90% within agreed due dates
High-hazard industries: oil and gas, mining, utilities, construction
Behaviour-Based Safety (BBS) Observations per Worker
Leading
Total BBS / safety observations submitted / Total workers per period
Observations per worker per month
Yes (higher is better)
Safety management system best practice; ANSI Z10; BS 45002-1
1+ observation per worker per month is common target; varies by site size
Manufacturing; oil and gas; utilities; aviation
Training Hours per Worker per Year
Leading
Total HSE training hours delivered / Total workers
Hours per worker per year
Yes (higher is better)
ISO 45001 Section 7.2; IOGP; OSHA 29 CFR 1910 (mandatory training requirements)
8-16 hours per year common for general industry; 40+ hours for safety-critical roles
All industries; mandatory OSHA training must be included
Near-Miss Reporting Rate
Leading
(Near misses reported x 200000) / Total hours worked
Rate per 200000 hours
Yes (higher indicates mature safety culture)
Heinrich triangle theory; IOGP; safety culture frameworks
No universal target; year-on-year increase is the target; 5-10x TRIR is considered healthy ratio
All industries
Leadership HSE Tour Rate
Leading
Number of leadership HSE field tours conducted / Target tours per period
Tours per leader per month or percentage of target
Yes (higher is better)
IOGP; STEP Change in Safety; visible felt leadership (VFL) programmes
1 formal tour per month per supervisor is a common minimum; senior leadership 1 per quarter
Oil and gas; construction; manufacturing
Corrective and Preventive Action (CAPA) Closure Rate (30 days)
Leading
CAPAs closed within 30 days / Total CAPAs raised in period x 100
Percentage (%)
Yes (higher is better)
ISO 45001 Section 10.2; ISO 9001 Section 10.2; incident investigation best practice
Target >85% within 30 days; >95% within 60 days
All industries; ISO 45001 certified sites
Contractor Pre-Qualification Completion Rate
Leading
Contractors with completed pre-qual / Total contractors engaged x 100
Percentage (%)
Yes (higher is better)
ISO 45001 Section 8.1.4; IOGP; OSHA 1926 Subpart C (construction)
Target 100% — no contractor should work without completed pre-qual
Construction; oil and gas; utilities; any multi-contractor site
HSE Audit Findings Closed (30 days)
Leading
Audit findings closed within 30 days / Total audit findings raised x 100
Percentage (%)
Yes (higher is better)
ISO 45001 Section 9.2 (internal audit); external certification audit cycles
Target >80% within 30 days for minor findings; 100% for critical findings
ISO 45001 sites; regulated industries
Management of Change (MOC) Closure Rate
Leading
MOCs fully signed off and closed / Total MOCs initiated x 100
Percentage (%)
Yes (higher is better)
OSHA 1910.119 PSM (MOC element); API RP 14C; ISO 45001 Section 8.1.3
Target >90% within 30 days; 100% before new operation commences
Oil and gas; chemical; refining; any change-intensive operation
Pre-Start-up Safety Review (PSSR) Completion Rate
Leading
PSSRs completed before commissioning / Total commissioning events requiring PSSR x 100
Percentage (%)
Yes — 100% target
OSHA 1910.119(i) PSM mandatory; API RP 750 / API RP 500
100% — regulatory requirement for PSM-covered processes
Oil and gas; chemical; refining; pharmaceutical; utilities
Drill and Exercise Completion Rate
Leading
Emergency drills completed / Emergency drills planned x 100
Percentage (%)
Yes (higher is better)
OSHA 1910.38 (emergency action plan drills); OSHA 1926.35 (construction); USCG / SOLAS maritime; API RP 14G
Target 100% planned drills completed per year; minimum 1 full evacuation drill per year
All industries; legally required for many site types
Safety Climate / Culture Survey Score
Leading (perception)
Score from validated survey instrument (e.g. HSE UK Indicator Tool; Nordic Safety Climate Questionnaire)
Score on 1-5 or 0-100 scale
Yes (higher is better)
HSE UK Safety Climate Tool; NOSACQ-50; SCAP (Safety Culture Advancement Programme)
Benchmarked against industry sector norm; improvement trend is the primary target
All industries; useful for mergers and acquisitions due diligence
Hazard Report Rate
Leading
(Hazard reports / observations raised x 200000) / Total hours worked
Reports per 200000 hours
Yes (higher is better)
Safety management system best practice; ISO 45001 Section 10.1.1 (hazard identification)
5-15+ per worker per year for mature cultures; year-on-year increase is primary target
All industries
Asset Integrity Work Order On-Time Completion Rate
Leading (process safety)
Planned maintenance work orders completed on time / Total planned maintenance WOs x 100
Percentage (%)
Yes (higher is better)
API 580 RBI; API 510/570/653 inspection programmes; IOGP; ISO 55001 asset management
Target >90% on-time; overdue safety-critical maintenance tracked separately
Oil and gas; utilities; refining; chemical; power generation
Safety Critical Maintenance Overdue Rate
Leading (process safety)
Safety-critical maintenance items past due date / Total safety-critical maintenance items x 100
Percentage (%)
No (lower is better)
COMAH Regulations (UK); OSHA PSM 1910.119(j) mechanical integrity; API RP 580
Target 0% — any overdue safety-critical maintenance requires formal risk assessment
Oil and gas; chemical; refining; pharmaceutical; power generation
OSHA Recordable Incident Severity Rate (US-specific)
Lagging
(Total recordable incident severity score x 200000) / Total hours worked — severity weighted: fatality=100, hospitalisation=50, DART case=6, recordable=1
Weighted severity score per 200000 hours
No (lower is better)
US OSHA-aligned internal metric not OSHA-mandated
No regulatory benchmark; used for trend analysis
US sites; adapted from RIDDOR severity rate concept
Lost Workday Rate / Lost Day Rate
Lagging
(Total lost workdays x 200000) / Total hours worked
Days per 200000 hours
No (lower is better)
OSHA 29 CFR 1904; UK HSE RIDDOR; ILO Convention No. 155
UK HSE sector averages published; varies widely — 25-60 days per 200000 hours for high-hazard industries
UK and international; mandatory under RIDDOR for UK sites

HSE KPI Catalog 2026 — Leading and Lagging Indicators

~30 HSE KPIs with formula, unit, direction, authority, benchmark, and industry applicability. Lagging: TRIR, LTIFR, DART, FAR, LOPC Tier 1/2, EMR. Leading: TBT compliance, PTW audit closure, BBS observations per worker, training hours per worker, CAPA closure, MOC closure, PSSR completion, safety climate score, hazard report rate, safety-critical maintenance overdue rate. Sources: OSHA 1904, IOGP SPI 2023, HSE UK, API RP 754, GRI 403.

Dataset details

Suggested citation

SmartQHSE Ltd (2026). HSE KPI Catalog 2026 — Leading and Lagging Indicators [dataset]. Zenodo. https://doi.org/10.5281/zenodo.20171697

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Disclaimer

This dataset is published for reference, training, and research. Regulatory text and action levels are summarised; consult the authoritative source listed before basing operational or compliance decisions on this dataset. SmartQHSE Ltd accepts no liability for errors or omissions.

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