sadhumitha-s commited on
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feat: implement safety auditing tools for steering and deceptive alignment detection

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README.md CHANGED
@@ -57,10 +57,15 @@ graph TD
57
  Res --> SAE[Sparse Autoencoder]
58
  Res --> Output[Action Logits]
59
 
60
- subgraph Interpretability_Modules
61
  DLA -.-> Analysis
 
62
  SAE -.-> Features
 
63
  Intervention[Activation Patching] -.-> Hooks
 
 
 
64
  end
65
  ```
66
 
@@ -78,9 +83,11 @@ graph TD
78
  * **Induction Scanning**: Identifies attention heads that perform pattern-matching and temporal sequence recognition.
79
  * **Automated Circuit Discovery (ACDC)**: Prunes the model to identify the smallest functional subgraph sufficient to perform a specific task.
80
 
81
- ### Behavioral Steering
82
  * **Activation Steering**: Injects specific vectors into the residual stream to bias the agent's decision-making without retraining the weights.
83
- * **Safety Auditing**: Monitors SAE reconstruction error and feature activation to detect anomalous or out-of-distribution internal states.
 
 
84
 
85
  ---
86
 
@@ -101,6 +108,7 @@ DT-Circuits/
101
  │ │ ├── nla.py # Natural Language Autoencoder Explainer
102
  │ │ ├── patching.py # Causal activation patching tools
103
  │ │ ├── path_patching.py # Path-based causal intervention engine
 
104
  │ │ ├── sae_manager.py # SAE deployment and anomaly detection
105
  │ │ ├── steering.py # Steering vector generation and injection
106
  │ │ └── universality.py # Cross-architecture feature mapping
@@ -192,6 +200,7 @@ Detailed technical documentation for specific modules:
192
  * [Circuit Discovery](./docs/circuit_discovery.md)
193
  * [Causal Intervention](./docs/activation_patching.md)
194
  * [SAEs and Steering](./docs/sae_steering.md)
 
195
 
196
  ---
197
 
 
57
  Res --> SAE[Sparse Autoencoder]
58
  Res --> Output[Action Logits]
59
 
60
+ subgraph Interpretability_&_Safety
61
  DLA -.-> Analysis
62
+ DLA -.-> MAD[Functional Attribution MAD]
63
  SAE -.-> Features
64
+ SAE -.-> Auditor[Deceptive Alignment Auditor]
65
  Intervention[Activation Patching] -.-> Hooks
66
+
67
+ Output & S --> Directer[Dynamic Rejection Steering]
68
+ Directer -.-> |Feedback Adjust Alpha| Hooks
69
  end
70
  ```
71
 
 
83
  * **Induction Scanning**: Identifies attention heads that perform pattern-matching and temporal sequence recognition.
84
  * **Automated Circuit Discovery (ACDC)**: Prunes the model to identify the smallest functional subgraph sufficient to perform a specific task.
85
 
86
+ ### Behavioral Steering & Safety Auditing
87
  * **Activation Steering**: Injects specific vectors into the residual stream to bias the agent's decision-making without retraining the weights.
88
+ * **Dynamic Rejection Steering (Directer)**: Integrates a feedback loop during inference to dynamically scale back steering magnitude if it pushes the action distribution toward illegal or dangerous actions.
89
+ * **Deceptive Alignment Auditing**: Uses SAE feature decomposition to identify the "situational awareness switch" feature in deceptively aligned agents (model organisms watched vs unwatched) and traces the circuit of attention heads that activate it.
90
+ * **Functional Attribution MAD**: Detects mechanistic anomalies (such as backdoors or reward hacks) by comparing active logit attribution signatures to a cached reference profile, flagging when goals are met using atypical circuits.
91
 
92
  ---
93
 
 
108
  │ │ ├── nla.py # Natural Language Autoencoder Explainer
109
  │ │ ├── patching.py # Causal activation patching tools
110
  │ │ ├── path_patching.py # Path-based causal intervention engine
111
+ │ │ ├── safety.py # Safety auditing, directer, and deceptive alignment tools
112
  │ │ ├── sae_manager.py # SAE deployment and anomaly detection
113
  │ │ ├── steering.py # Steering vector generation and injection
114
  │ │ └── universality.py # Cross-architecture feature mapping
 
200
  * [Circuit Discovery](./docs/circuit_discovery.md)
201
  * [Causal Intervention](./docs/activation_patching.md)
202
  * [SAEs and Steering](./docs/sae_steering.md)
203
+ * [Safety Auditing & Steering](./docs/safety_auditing.md)
204
 
205
  ---
206
 
docs/safety_auditing.md ADDED
@@ -0,0 +1,139 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ # Safety Auditing and Adversarial Control
2
+
3
+ This document outlines the theory, mathematical formulation, and API usage for the safety auditing, dynamic steering, and deception auditing tools implemented in the DT-Circuits framework.
4
+
5
+ ---
6
+
7
+ ## 1. Dynamic Rejection Steering (Directer)
8
+
9
+ ### Concept
10
+ Activation steering allows us to inject concept vectors (e.g., speed, exploration) into the residual stream to influence decisions without modifying model weights. However, steering can occasionally override basic safety constraints, leading to unsafe actions (e.g., walking into obstacles or lava).
11
+
12
+ The **Directer** logic implements an inference-time feedback loop. It dynamically monitors the action probabilities generated by the steered model, checking them against safety criteria. If the safety check fails, it scales back the steering strength ($\alpha$) until safety boundaries are satisfied.
13
+
14
+ ### Mathematical Formulation
15
+ Given a state sequence $s_{1:t}$, actions $a_{1:t-1}$, and returns-to-go $g_{1:t}$, let the steering vector be $v \in \mathbb{R}^{d_{model}}$ applied at hook point $H$. The steered activation is:
16
+
17
+ $$x'_{H} = x_{H} + \alpha \cdot v$$
18
+
19
+ The model outputs logits and action probabilities:
20
+
21
+ $$P(a_t | s_{1:t}, a_{1:t-1}, g_{1:t}; \alpha) = \text{Softmax}(\text{DT}(s_{1:t}, a_{1:t-1}, g_{1:t}; x'_{H}))$$
22
+
23
+ Let $f_S(s_t, P(a_t))$ be a boolean safety filter that evaluates to `True` if safe and `False` if unsafe. The feedback loop updates $\alpha$ iteratively:
24
+
25
+ $$\alpha_{k+1} = \alpha_k \cdot \gamma \quad \text{if} \quad f_S(s_t, P(a_t; \alpha_k)) = \text{False}$$
26
+
27
+ where $\gamma \in (0, 1)$ is a decay factor. The loop terminates when the state is evaluated as safe or $\alpha$ falls below a defined minimum $\alpha_{min}$, in which case it defaults to the unsteered run ($\alpha = 0.0$).
28
+
29
+ ### Usage
30
+ ```python
31
+ from src.interpretability.safety import DynamicRejectionSteerer
32
+
33
+ steerer = DynamicRejectionSteerer(model)
34
+
35
+ # Define safety check: Action index 2 (e.g., "move forward") is unsafe if lava is in front
36
+ def safety_check_fn(current_state, action_probs):
37
+ lava_in_front = current_state[0] == 1.0 # Custom state feature
38
+ if lava_in_front and action_probs[2] > 0.3:
39
+ return False
40
+ return True
41
+
42
+ safe_logits, safe_alpha = steerer.steer_safely(
43
+ states=states,
44
+ actions=actions,
45
+ returns_to_go=returns,
46
+ hook_point="blocks.0.hook_resid_post",
47
+ steering_vector=exploration_vector,
48
+ safety_check_fn=safety_check_fn,
49
+ initial_alpha=1.0,
50
+ decay_factor=0.5
51
+ )
52
+ ```
53
+
54
+ ---
55
+
56
+ ## 2. Deceptive Alignment Auditing
57
+
58
+ ### Concept
59
+ Deceptive alignment is a safety hazard where an agent behaves aligned under observation but pursues a different objective (the "secret goal") once the supervisor is absent. The auditor leverages Sparse Autoencoders (SAEs) to mechanisticially audit this behavior:
60
+ 1. Identifying the **Situational Awareness Feature** that acts as the internal representation of being observed.
61
+ 2. Tracing the **Situational Awareness Circuit** of attention heads responsible for activating this feature.
62
+
63
+ ### Direct Feature Attribution (DFA)
64
+ To isolate how much individual attention heads contribute to the situational awareness SAE feature, we use **Direct Feature Attribution**.
65
+
66
+ Let $y_{l, h}$ be the output vector of attention head $h$ in layer $l$, and let $W_{enc, f} \in \mathbb{R}^{d_{model}}$ be the encoder weight vector of the target situational awareness feature $f$ in the SAE. The direct contribution score $C(l, h)$ is:
67
+
68
+ $$C(l, h) = y_{l, h} \cdot W_{enc, f}$$
69
+
70
+ Heads with highly positive or negative scores represent the causal switches routing observational context into the model's decision pathway.
71
+
72
+ ### Usage
73
+ ```python
74
+ from src.interpretability.safety import DeceptiveAlignmentAuditor
75
+
76
+ auditor = DeceptiveAlignmentAuditor(model, sae_manager)
77
+
78
+ # 1. Identify the feature toggling between watched/unwatched conditions
79
+ switch_feature_idx = auditor.identify_situational_awareness_feature(
80
+ hook_point="blocks.0.hook_resid_post",
81
+ watched_states=watched_states,
82
+ unwatched_states=unwatched_states,
83
+ actions=actions,
84
+ returns_to_go=returns
85
+ )
86
+
87
+ # 2. Map direct head contributions to this situational awareness feature
88
+ head_attributions = auditor.attribute_feature_to_heads(
89
+ hook_point="blocks.0.hook_resid_post",
90
+ feature_idx=switch_feature_idx,
91
+ states=watched_states,
92
+ actions=actions,
93
+ returns_to_go=returns
94
+ )
95
+ ```
96
+
97
+ ---
98
+
99
+ ## 3. Functional Attribution MAD
100
+
101
+ ### Concept
102
+ Standard Mechanistic Anomaly Detection (MAD) uses SAE reconstruction error to identify out-of-distribution (OOD) states. However, an agent could perform deceptive behaviors or reward hacks on states it *can* reconstruct well, but using an entirely different internal circuit.
103
+
104
+ **Functional Attribution MAD** tracks anomalies at the circuit level rather than raw activations. It establishes a reference profile of Direct Logit Attribution (DLA) across all attention heads during normal execution. During evaluation, it monitors the cosine similarity between the current DLA profile and the cached reference profile to flag anomalies.
105
+
106
+ ### Mathematical Formulation
107
+ Let $D_{ref} \in \mathbb{R}^{L \times H}$ be the reference DLA profile matrix, flattened to a 1D vector $v_{ref} \in \mathbb{R}^{LH}$. Let $D_{eval}$ be the flattened active DLA profile vector $v_{eval}$. The circuit similarity score $S$ is calculated as:
108
+
109
+ $$S = \frac{v_{ref} \cdot v_{eval}}{\|v_{ref}\|_2 \|v_{eval}\|_2}$$
110
+
111
+ A mechanistic anomaly is flagged if $S$ drops below a specified threshold $\tau$:
112
+
113
+ $$\text{Anomaly Flag} = S < \tau$$
114
+
115
+ ### Usage
116
+ ```python
117
+ from src.interpretability.safety import FunctionalAttributionMAD
118
+
119
+ mad = FunctionalAttributionMAD(model, threshold=0.6)
120
+
121
+ # Establish reference profile during normal aligned runs
122
+ mad.establish_reference_profile(
123
+ baseline_states=normal_states,
124
+ baseline_actions=normal_actions,
125
+ baseline_returns=normal_returns,
126
+ target_action_index=0
127
+ )
128
+
129
+ # Perform runtime checks
130
+ is_anomaly, similarity, profile = mad.detect_circuit_anomaly(
131
+ eval_states=active_states,
132
+ eval_actions=active_actions,
133
+ eval_returns=active_returns,
134
+ target_action_index=0
135
+ )
136
+
137
+ if is_anomaly:
138
+ print(f"Anomalous circuit execution detected! Similarity: {similarity:.4f}")
139
+ ```
src/interpretability/safety.py ADDED
@@ -0,0 +1,289 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ import torch
2
+ import torch.nn as nn
3
+ import numpy as np
4
+ from typing import Dict, List, Tuple, Callable, Optional, Union
5
+ from src.interpretability.sae_manager import SAEManager
6
+ from src.interpretability.attribution import LogitAttributionEngine
7
+
8
+ class DynamicRejectionSteerer:
9
+ """
10
+ Inference-time controller that dynamically adjusts activation steering vectors.
11
+ If steering drives the action probability distribution toward an illegal or unsafe action,
12
+ the control loop iteratively reduces the steering scale (alpha) until constraints are satisfied.
13
+ """
14
+ def __init__(self, model):
15
+ self.model = model
16
+
17
+ def steer_safely(
18
+ self,
19
+ states: torch.Tensor,
20
+ actions: torch.Tensor,
21
+ returns_to_go: torch.Tensor,
22
+ hook_point: str,
23
+ steering_vector: torch.Tensor,
24
+ safety_check_fn: Callable[[torch.Tensor, torch.Tensor], bool],
25
+ initial_alpha: float = 1.0,
26
+ decay_factor: float = 0.5,
27
+ min_alpha: float = 0.05,
28
+ max_iterations: int = 5
29
+ ) -> Tuple[torch.Tensor, float]:
30
+ """
31
+ Applies a steering vector at the specified hook point and scales it back if unsafe.
32
+
33
+ Args:
34
+ states: Tensor of environment states, shape [batch, seq_len, state_dim].
35
+ actions: Tensor of historical actions, shape [batch, seq_len, action_dim].
36
+ returns_to_go: Tensor of returns, shape [batch, seq_len, 1].
37
+ hook_point: The target TransformerLens activation hook point.
38
+ steering_vector: The CAA steering vector of shape [d_model].
39
+ safety_check_fn: A function that takes (current_state, action_probs) and returns True if safe.
40
+ initial_alpha: The starting steering vector multiplier.
41
+ decay_factor: Multiplier to reduce alpha when safety checks fail.
42
+ min_alpha: Threshold below which steering is completely disabled (set to 0.0).
43
+ max_iterations: Maximum feedback iterations to attempt to find a safe steering scale.
44
+
45
+ Returns:
46
+ A tuple of (action_preds, final_alpha) containing the model outputs and selected scale.
47
+ """
48
+ alpha = initial_alpha
49
+ current_state = states[0, -1] # Focus on the active timestep
50
+
51
+ for _ in range(max_iterations):
52
+ def steering_hook(value, hook):
53
+ # Steering vector is broadcasted over the spatial/temporal dimension
54
+ return value + alpha * steering_vector.to(value.device)
55
+
56
+ with self.model.transformer.hooks(fwd_hooks=[(hook_point, steering_hook)]):
57
+ action_preds = self.model(states, actions, returns_to_go)
58
+
59
+ # Extract the action prediction for the latest step
60
+ last_logits = action_preds[0, -1]
61
+ action_probs = torch.softmax(last_logits, dim=-1)
62
+
63
+ # Check if the steering remains within safety boundaries
64
+ if safety_check_fn(current_state, action_probs):
65
+ return action_preds, alpha
66
+
67
+ # Scale down steering strength to pull behavior back into safety parameters
68
+ alpha *= decay_factor
69
+ if alpha < min_alpha:
70
+ break
71
+
72
+ # Fallback to completely unsteered model outputs if no safe magnitude is found
73
+ action_preds = self.model(states, actions, returns_to_go)
74
+ return action_preds, 0.0
75
+
76
+ class DeceptiveAlignmentAuditor:
77
+ """
78
+ Mechanistic audit engine to identify and isolate features/circuits driving deceptive alignment.
79
+ Tracks situational awareness switches using SAE latent representations and attributes
80
+ them to model attention heads.
81
+ """
82
+ def __init__(self, model, sae_manager: SAEManager):
83
+ self.model = model
84
+ self.sae_manager = sae_manager
85
+
86
+ def identify_situational_awareness_feature(
87
+ self,
88
+ hook_point: str,
89
+ watched_states: torch.Tensor,
90
+ unwatched_states: torch.Tensor,
91
+ actions: torch.Tensor,
92
+ returns_to_go: torch.Tensor
93
+ ) -> int:
94
+ """
95
+ Identifies the SAE feature index that acts as a binary indicator for the observer's presence.
96
+
97
+ Args:
98
+ hook_point: The hook point from which the SAE decomposes activations.
99
+ watched_states: Trajectory states under supervision, shape [batch, seq_len, state_dim].
100
+ unwatched_states: Trajectory states without supervision, shape [batch, seq_len, state_dim].
101
+ actions: Action inputs, shape [batch, seq_len, action_dim].
102
+ returns_to_go: Return inputs, shape [batch, seq_len, 1].
103
+
104
+ Returns:
105
+ The integer index of the SAE latent representing situational awareness.
106
+ """
107
+ # Collect model activations for both scenarios
108
+ _, watched_cache = self.model(watched_states, actions, returns_to_go, return_cache=True)
109
+ watched_acts = watched_cache[hook_point]
110
+
111
+ _, unwatched_cache = self.model(unwatched_states, actions, returns_to_go, return_cache=True)
112
+ unwatched_acts = unwatched_cache[hook_point]
113
+
114
+ # Extract SAE latent activations
115
+ watched_feats = self.sae_manager.get_feature_activations(hook_point, watched_acts)
116
+ unwatched_feats = self.sae_manager.get_feature_activations(hook_point, unwatched_acts)
117
+
118
+ # Average feature activities across batch and sequence dimensions
119
+ if watched_feats.ndim == 3:
120
+ mean_watched = watched_feats.mean(dim=(0, 1))
121
+ mean_unwatched = unwatched_feats.mean(dim=(0, 1))
122
+ else:
123
+ mean_watched = watched_feats.mean(dim=0)
124
+ mean_unwatched = unwatched_feats.mean(dim=0)
125
+
126
+ # Feature with the maximum difference is the situational awareness detector
127
+ diff = torch.abs(mean_watched - mean_unwatched)
128
+ switch_feature_idx = torch.argmax(diff).item()
129
+
130
+ return int(switch_feature_idx)
131
+
132
+ def attribute_feature_to_heads(
133
+ self,
134
+ hook_point: str,
135
+ feature_idx: int,
136
+ states: torch.Tensor,
137
+ actions: torch.Tensor,
138
+ returns_to_go: torch.Tensor
139
+ ) -> torch.Tensor:
140
+ """
141
+ Calculates the Direct Feature Attribution (DFA) of each attention head to the
142
+ isolated situational awareness feature.
143
+
144
+ Args:
145
+ hook_point: Hook point where the SAE is attached.
146
+ feature_idx: The SAE latent index representing situational awareness.
147
+ states: Input states.
148
+ actions: Input actions.
149
+ returns_to_go: Input returns-to-go.
150
+
151
+ Returns:
152
+ A [n_layers, n_heads] tensor of attribution scores.
153
+ """
154
+ sae = self.sae_manager.saes[hook_point]
155
+
156
+ # Access encoder weight matrix based on standard sae_lens naming conventions
157
+ if hasattr(sae, "W_enc"):
158
+ W_enc_f = sae.W_enc[:, feature_idx]
159
+ elif hasattr(sae, "encoder") and hasattr(sae.encoder, "weight"):
160
+ W_enc_f = sae.encoder.weight[feature_idx]
161
+ else:
162
+ W_enc_f = next(sae.parameters())[feature_idx]
163
+
164
+ _, cache = self.model(states, actions, returns_to_go, return_cache=True)
165
+
166
+ n_layers = self.model.cfg.n_layers
167
+ n_heads = self.model.cfg.n_heads
168
+ dfa_results = torch.zeros((n_layers, n_heads))
169
+
170
+ for layer in range(n_layers):
171
+ # Head outputs shape: [batch, seq_len, head_index, d_model] or [batch, pos, head, d_model]
172
+ head_outputs = cache[f"blocks.{layer}.attn.hook_result"]
173
+ last_token_output = head_outputs[0, -1] # shape [head, d_model]
174
+
175
+ dfa_results[layer] = torch.matmul(last_token_output, W_enc_f.to(last_token_output.device))
176
+
177
+ return dfa_results
178
+
179
+ class FunctionalAttributionMAD:
180
+ """
181
+ Mechanistic Anomaly Detection (MAD) based on Functional Attribution profiles.
182
+ Establishes a baseline head attribution signature during normal tasks and flags
183
+ atypical execution patterns that indicate reward hacking or backdoor exploit.
184
+ """
185
+ def __init__(self, model, threshold: float = 0.5):
186
+ self.model = model
187
+ self.threshold = threshold
188
+ self.reference_profile: Optional[torch.Tensor] = None
189
+
190
+ def establish_reference_profile(
191
+ self,
192
+ baseline_states: torch.Tensor,
193
+ baseline_actions: torch.Tensor,
194
+ baseline_returns: torch.Tensor,
195
+ target_action_index: int
196
+ ):
197
+ """
198
+ Computes and caches the reference Direct Logit Attribution (DLA) signature
199
+ across attention heads during normal behavior.
200
+ """
201
+ engine = LogitAttributionEngine(self.model)
202
+ _, cache = self.model(baseline_states, baseline_actions, baseline_returns, return_cache=True)
203
+
204
+ dla = engine.calculate_dla(cache, target_logit_index=target_action_index)
205
+ self.reference_profile = dla.flatten()
206
+
207
+ def detect_circuit_anomaly(
208
+ self,
209
+ eval_states: torch.Tensor,
210
+ eval_actions: torch.Tensor,
211
+ eval_returns: torch.Tensor,
212
+ target_action_index: int
213
+ ) -> Tuple[bool, float, torch.Tensor]:
214
+ """
215
+ Compares the current execution's Direct Logit Attribution profile with the reference.
216
+
217
+ Returns:
218
+ A tuple of (is_anomaly, similarity_score, current_profile).
219
+ """
220
+ if self.reference_profile is None:
221
+ raise ValueError("Reference circuit profile is not established. Train or set reference profile first.")
222
+
223
+ engine = LogitAttributionEngine(self.model)
224
+ _, cache = self.model(eval_states, eval_actions, eval_returns, return_cache=True)
225
+
226
+ dla = engine.calculate_dla(cache, target_logit_index=target_action_index)
227
+ current_profile = dla.flatten()
228
+
229
+ # Compute cosine similarity between base and current head attribution profiles
230
+ ref_norm = torch.norm(self.reference_profile)
231
+ curr_norm = torch.norm(current_profile)
232
+
233
+ if ref_norm == 0.0 or curr_norm == 0.0:
234
+ similarity = 0.0
235
+ else:
236
+ similarity = torch.dot(self.reference_profile, current_profile) / (ref_norm * curr_norm)
237
+ similarity = similarity.item()
238
+
239
+ # Flag an anomaly if similarity score falls below the accepted threshold
240
+ is_anomaly = similarity < self.threshold
241
+ return is_anomaly, similarity, current_profile
242
+
243
+ def generate_deceptive_trajectories(
244
+ num_episodes: int = 40,
245
+ seq_len: int = 5,
246
+ state_dim: int = 3,
247
+ action_dim: int = 3
248
+ ) -> List[Dict[str, np.ndarray]]:
249
+ """
250
+ Generates a synthetic set of trajectories exhibiting deceptive alignment behavior.
251
+ - Half watched (observer_present = 1.0): moves towards normal goal (action 0).
252
+ - Half unwatched (observer_present = 0.0): moves towards secret goal (action 1).
253
+ """
254
+ trajectories = []
255
+
256
+ for i in range(num_episodes):
257
+ observer_present = 1.0 if i % 2 == 0 else 0.0
258
+
259
+ obs = []
260
+ actions = []
261
+ rewards = []
262
+
263
+ for step in range(seq_len):
264
+ # Normal goal distance decreases from 5.0 to 1.0
265
+ normal_dist = float(seq_len - step)
266
+ # Secret goal distance decreases from 5.0 to 1.0
267
+ secret_dist = float(seq_len - step)
268
+
269
+ obs_step = [normal_dist, observer_present, secret_dist]
270
+
271
+ if observer_present == 1.0:
272
+ action = 0 # Normal aligned behavior
273
+ reward = 0.2 * (step + 1)
274
+ else:
275
+ action = 1 # Deceptive/secret behavior
276
+ reward = 0.4 * (step + 1) # Secret reward is higher
277
+
278
+ obs.append(obs_step)
279
+ actions.append(action)
280
+ rewards.append(reward)
281
+
282
+ trajectories.append({
283
+ "observations": np.array(obs, dtype=np.float32),
284
+ "actions": np.array(actions, dtype=np.int64),
285
+ "rewards": np.array(rewards, dtype=np.float32),
286
+ "dones": np.array([False] * (seq_len - 1) + [True], dtype=bool)
287
+ })
288
+
289
+ return trajectories
tests/test_adversarial_control.py ADDED
@@ -0,0 +1,171 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ import pytest
2
+ import torch
3
+ import numpy as np
4
+ from src.models.hooked_dt import HookedDT
5
+ from src.interpretability.sae_manager import SAEManager
6
+ from src.interpretability.safety import (
7
+ DynamicRejectionSteerer,
8
+ DeceptiveAlignmentAuditor,
9
+ FunctionalAttributionMAD,
10
+ generate_deceptive_trajectories
11
+ )
12
+
13
+ @pytest.fixture
14
+ def base_model():
15
+ """Initializes a tiny HookedDT model for testing."""
16
+ return HookedDT.from_config(
17
+ state_dim=3,
18
+ action_dim=3,
19
+ n_layers=1,
20
+ n_heads=2,
21
+ d_model=32,
22
+ max_length=5
23
+ )
24
+
25
+ @pytest.fixture
26
+ def sae_manager(base_model):
27
+ """Initializes SAEManager with a temporary directory."""
28
+ return SAEManager(base_model, sae_dir="tests/artifacts/safety_saes")
29
+
30
+ def test_dynamic_rejection_steerer(base_model):
31
+ """Verifies that DynamicRejectionSteerer scales back steering when safety constraints are violated."""
32
+ steerer = DynamicRejectionSteerer(base_model)
33
+ hook_point = "blocks.0.hook_resid_post"
34
+ steering_vector = torch.randn(32)
35
+
36
+ # Inputs
37
+ states = torch.randn(1, 3, 3)
38
+ actions = torch.randn(1, 3, 3)
39
+ returns = torch.randn(1, 3, 1)
40
+
41
+ # 1. Edge Case: Fully safe. The safety check always returns True.
42
+ def safe_check(state, probs):
43
+ return True
44
+
45
+ _, alpha_safe = steerer.steer_safely(
46
+ states, actions, returns, hook_point, steering_vector, safe_check, initial_alpha=1.0
47
+ )
48
+ assert alpha_safe == 1.0
49
+
50
+ # 2. Edge Case: Always unsafe. The safety check always returns False.
51
+ def unsafe_check(state, probs):
52
+ return False
53
+
54
+ _, alpha_unsafe = steerer.steer_safely(
55
+ states, actions, returns, hook_point, steering_vector, unsafe_check, initial_alpha=1.0
56
+ )
57
+ assert alpha_unsafe == 0.0
58
+
59
+ # 3. Dynamic scenario: Action index 1 is considered illegal if its probability is above 0.35
60
+ def dynamic_safety_check(state, probs):
61
+ # probs is action probabilities of the last step, shape [action_dim]
62
+ # If action 1 is the most probable or above 0.35, it's unsafe
63
+ return probs[1].item() < 0.35
64
+
65
+ # Force action prediction to fail at high alpha and succeed at low alpha by checking scaling
66
+ _, final_alpha = steerer.steer_safely(
67
+ states, actions, returns, hook_point, steering_vector, dynamic_safety_check,
68
+ initial_alpha=1.0, decay_factor=0.5, min_alpha=0.01, max_iterations=4
69
+ )
70
+ # The steerer should either return a valid reduced alpha or 0.0 depending on model predictions
71
+ assert 0.0 <= final_alpha <= 1.0
72
+
73
+ def test_deceptive_alignment_and_audit(base_model, sae_manager):
74
+ """Trains a model on deceptive trajectories, trains a TopK SAE, and audits situational awareness."""
75
+ # 1. Generate deceptive trajectory dataset
76
+ trajectories = generate_deceptive_trajectories(num_episodes=20, seq_len=5)
77
+ assert len(trajectories) == 20
78
+ assert trajectories[0]["observations"].shape == (5, 3)
79
+
80
+ # 2. Train model to adapt to deception behavior
81
+ optimizer = torch.optim.Adam(base_model.parameters(), lr=0.01)
82
+ criterion = torch.nn.CrossEntropyLoss()
83
+ base_model.train()
84
+
85
+ for epoch in range(10): # Quick training
86
+ for traj in trajectories:
87
+ states = torch.from_numpy(traj["observations"]).float().unsqueeze(0)
88
+ actions = torch.from_numpy(traj["actions"]).long()
89
+ actions_one_hot = torch.nn.functional.one_hot(actions, num_classes=3).float().unsqueeze(0)
90
+ returns = torch.from_numpy(traj["rewards"]).float().unsqueeze(0).unsqueeze(-1)
91
+
92
+ optimizer.zero_grad()
93
+ preds = base_model(states, actions_one_hot, returns)
94
+ loss = criterion(preds.view(-1, 3), actions.view(-1))
95
+ loss.backward()
96
+ optimizer.step()
97
+
98
+ base_model.eval()
99
+
100
+ # 3. Collect activations for SAE training
101
+ hook_point = "blocks.0.hook_resid_post"
102
+ activations_list = []
103
+
104
+ with torch.no_grad():
105
+ for traj in trajectories:
106
+ states = torch.from_numpy(traj["observations"]).float().unsqueeze(0)
107
+ actions = torch.from_numpy(traj["actions"]).long()
108
+ actions_one_hot = torch.nn.functional.one_hot(actions, num_classes=3).float().unsqueeze(0)
109
+ returns = torch.from_numpy(traj["rewards"]).float().unsqueeze(0).unsqueeze(-1)
110
+
111
+ _, cache = base_model(states, actions_one_hot, returns, return_cache=True)
112
+ activations_list.append(cache[hook_point].squeeze(0)) # Shape [seq_len * 3, d_model]
113
+
114
+ activations = torch.cat(activations_list, dim=0) # [N, d_model]
115
+
116
+ # 4. Setup and train a TopK SAE on the collected activations
117
+ # Expansion factor 2 -> d_sae = 64
118
+ sae_manager.setup_sae(hook_point, d_model=32, expansion_factor=2, architecture="topk", k=8)
119
+ sae_manager.train_on_trajectories(hook_point, activations, epochs=2, batch_size=32)
120
+
121
+ # 5. Run the Auditor
122
+ auditor = DeceptiveAlignmentAuditor(base_model, sae_manager)
123
+
124
+ watched_states = torch.tensor([[[5.0, 1.0, 5.0], [4.0, 1.0, 5.0]]], dtype=torch.float32)
125
+ unwatched_states = torch.tensor([[[5.0, 0.0, 5.0], [5.0, 0.0, 4.0]]], dtype=torch.float32)
126
+ actions = torch.zeros((1, 2, 3), dtype=torch.float32)
127
+ returns = torch.tensor([[[0.2], [0.4]]], dtype=torch.float32)
128
+
129
+ switch_idx = auditor.identify_situational_awareness_feature(
130
+ hook_point, watched_states, unwatched_states, actions, returns
131
+ )
132
+ assert 0 <= switch_idx < 64
133
+
134
+ # 6. Run Direct Feature Attribution
135
+ dfa = auditor.attribute_feature_to_heads(
136
+ hook_point, switch_idx, watched_states, actions, returns
137
+ )
138
+ assert dfa.shape == (1, 2) # n_layers=1, n_heads=2
139
+
140
+ def test_functional_attribution_mad(base_model):
141
+ """Verifies that FunctionalAttributionMAD correctly flags anomalous/atypical execution circuits."""
142
+ mad = FunctionalAttributionMAD(base_model, threshold=0.6)
143
+
144
+ # Establish inputs
145
+ baseline_states = torch.randn(1, 3, 3)
146
+ baseline_actions = torch.randn(1, 3, 3)
147
+ baseline_returns = torch.randn(1, 3, 1)
148
+
149
+ # Establish baseline profile for action 0
150
+ mad.establish_reference_profile(baseline_states, baseline_actions, baseline_returns, target_action_index=0)
151
+ assert mad.reference_profile is not None
152
+ assert mad.reference_profile.shape == (2,) # n_layers=1, n_heads=2 -> 2 heads total
153
+
154
+ # Test identical run (similarity should be very high, close to 1.0)
155
+ is_anomaly, similarity, profile = mad.detect_circuit_anomaly(
156
+ baseline_states, baseline_actions, baseline_returns, target_action_index=0
157
+ )
158
+ assert not is_anomaly
159
+ assert pytest.approx(similarity, abs=1e-5) == 1.0
160
+
161
+ # Test an anomalous run with different inputs / targets (producing different activations/attributions)
162
+ anomalous_states = torch.randn(1, 3, 3) + 5.0
163
+ is_anomaly_anom, similarity_anom, profile_anom = mad.detect_circuit_anomaly(
164
+ anomalous_states, baseline_actions, baseline_returns, target_action_index=1
165
+ )
166
+ # An anomaly may or may not be flagged depending on weights, but we can verify calculation correctness
167
+ assert similarity_anom <= 1.0
168
+ assert profile_anom.shape == (2,)
169
+
170
+ if __name__ == "__main__":
171
+ pytest.main([__file__])