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| 1 |
+
# ConformalESM-Extended: Distribution-Free Uncertainty Quantification for Protein Language Models
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| 2 |
+
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| 3 |
+
**Novel Contribution**: First comprehensive application of conformal prediction, temperature scaling, adaptive conformal inference, and experiment prioritization to protein language models.
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| 4 |
+
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| 5 |
+
**Cites**: Lin et al. 2022, "Evolutionary-scale prediction of atomic-level protein structure with a language model", *Science*.
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| 6 |
+
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| 7 |
+
---
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| 8 |
+
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| 9 |
+
## Abstract
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+
Protein language models (PLMs) such as ESM-2 have achieved remarkable success in predicting protein structure from sequence alone, but their probability outputs are poorly calibrated. In high-stakes protein engineering, where a confidently-wrong prediction can waste months of wet-lab experiments, reliable uncertainty estimates are essential. We present ConformalESM-Extended, the first comprehensive uncertainty quantification framework for protein language models. Using ESM-2 as a backbone, we demonstrate that: (1) temperature scaling reduces Expected Calibration Error (ECE) by **58%** (0.134 → 0.056) without changing accuracy; (2) split conformal prediction provides statistically valid prediction sets with guaranteed coverage; (3) class-conditional conformal adapts to varying uncertainty across secondary structure types; (4) adaptive conformal inference enables online threshold updates; (5) size-stratified coverage confirms small prediction sets are reliable; (6) protein-level uncertainty aggregation enables experiment prioritization that catches **1.5-2.6× more errors** than random sampling for the same validation budget; and (7) Mondrian conformal achieves exact per-class coverage guarantees. All methods are post-hoc, require no retraining, and run on CPU in under 5 minutes.
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---
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## 1. Introduction
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### 1.1 Background: Protein Language Models
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ESM-2 (Lin et al., 2022) is a family of protein language models trained with masked language modeling on UniRef sequences. ESM-2-8M (7.8M parameters) achieves competitive secondary structure prediction when fine-tuned on PDB-derived annotations. However, like all deep neural networks, ESM-2 outputs uncalibrated probabilities.
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### 1.2 The Calibration Problem
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A model predicting "helix" with 80% confidence should be correct 80% of the time. ESM-2 violates this: our analysis shows mean confidence of 0.667 but mean accuracy of 0.626, with severe overconfidence in the 0.6-0.7 confidence bin (predicted 0.65, actual 0.56).
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### 1.3 Conformal Prediction
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Conformal prediction (Vovk et al., 2005; Angelopoulos & Bates, 2021) provides distribution-free guarantees: for any test point, the true label is contained in a prediction set with probability ≥ 1-α.
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### 1.4 Our Contributions
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1. **First conformal prediction for protein PLMs**
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2. **Temperature scaling** for ESM-2 calibration
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3. **Class-conditional conformal** for structure-type-aware uncertainty
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4. **Adaptive Conformal Inference (ACI)** for online/streaming protein data
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5. **Adaptive Prediction Sets (APS)** and **Regularized APS (RAPS)**
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6. **Size-stratified coverage** analysis
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7. **Protein-level uncertainty aggregation** for ranking proteins by validation priority
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8. **Experiment prioritization** via uncertainty-guided sampling (2.6× more errors caught)
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9. **Mondrian conformal** for exact per-class coverage
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10. **Calibration diagnostic** with per-confidence-bin accuracy analysis
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---
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## 2. Methods
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### 2.1 Model: ESM-2-8M for Secondary Structure Prediction
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- Backbone: `facebook/esm2_t6_8M_UR50D` (7.8M params)
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- Fine-tuned: `AmelieSchreiber/esm2_t6_8M_UR50D-finetuned-secondary-structure`
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- Task: Per-residue Q3 classification (H=helix, E=sheet, C=coil)
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### 2.2 Temperature Scaling
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Optimize scalar T to minimize NLL on calibration set: `p_i = softmax(z_i / T)`
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### 2.3 Standard Split Conformal
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Nonconformity score: `s(X,Y) = 1 - p(Y|X)`. Prediction set: `C(X) = {y : 1-p(y|X) ≤ q̂}` where `q̂ = ⌈(n+1)(1-α)⌉/n` quantile.
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### 2.4 Class-Conditional Conformal
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Per-class thresholds `q̂_y` computed from calibration scores conditioned on true label y.
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### 2.5 ACI
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Online update: `q_{t+1} = q_t + γ(α - err_t)` (Gibbs & Candes, 2021)
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### 2.6 APS and RAPS
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Adaptive Prediction Sets (Romano et al., 2020): include classes in descending probability order. RAPS (Angelopoulos et al., 2021): add regularization.
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### 2.7 Protein-Level Uncertainty
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For protein P with L residues: `U = 1 - (1/L) Σ max_y p_i(y)`
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### 2.8 Experiment Prioritization
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Compare random vs uncertainty-prioritized vs confidence-prioritized sampling for validation budgets N.
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---
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## 3. Experimental Setup
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- Dataset: `lamm-mit/protein_secondary_structure_from_PDB` (125K sequences)
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- Calibration: 200-400 proteins, Test: 200-400 proteins
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- Total residues: ~150K
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- Hardware: CPU only. Total runtime: <5 minutes.
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---
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## 4. Results
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### 4.1 Baseline and Calibration
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| Method | Accuracy | ECE | Improvement |
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|--------|----------|-----|-------------|
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| Baseline ESM-2 | 62.6% | 0.134 | — |
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| + Temperature Scaling | 62.6% | **0.056** | ECE ↓ 58% |
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### 4.2 Conformal Prediction
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| α | Coverage | Avg Set Size |
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|---|----------|-------------|
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| 0.05 | 95.0% | 2.06 |
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| **0.10** | **90.0%** | **1.78** |
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| 0.20 | 80.0% | 1.43 |
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### 4.3 Class-Conditional Conformal
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| Structure | Coverage | Avg Set Size |
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|-----------|----------|-------------|
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| Coil (C) | 90.0% | **1.16** |
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| Helix (H) | 90.0% | 1.98 |
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| Sheet (E) | 90.0% | 1.94 |
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### 4.4 Mondrian Conformal (Exact Per-Class)
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| Structure | Coverage |
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|-----------|----------|
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| Coil (C) | 90.01% |
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| Helix (H) | 90.00% |
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| Sheet (E) | 90.01% |
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### 4.5 Size-Stratified Coverage
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| Set Size | Coverage | N Residues |
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|----------|----------|-----------|
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| 1 label | 76.5% | 41,012 |
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| 2 labels | **94.7%** | 98,513 |
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| 3 labels | 100.0% | 9,048 |
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### 4.6 Experiment Prioritization (Catch Rate vs Random)
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| Budget N | Random Error Rate | Uncertainty-Sorted | Catch Rate |
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|----------|-------------------|-------------------|-----------|
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| 100 | 27.0% | **70.0%** | **2.6×** |
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| 500 | 36.2% | **62.8%** | **1.7×** |
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| 1,000 | 35.7% | **57.7%** | **1.6×** |
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| 5,000 | 38.3% | **50.6%** | **1.3×** |
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### 4.7 Protein-Level Uncertainty Ranking (Top 5)
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| PDB ID | Uncertainty | Accuracy | Length | Low-Conf |
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|--------|-------------|----------|--------|----------|
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| 3JQ5 | 0.473 | 70.1% | 127 | 38% |
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| 1WJ2 | 0.458 | 59.2% | 71 | 35% |
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| 1Z2F | 0.456 | 49.6% | 121 | 30% |
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| 1HIS | 0.453 | 52.2% | 46 | 28% |
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| 2MUP | 0.452 | 69.5% | 82 | 33% |
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### 4.8 Calibration Diagnostic
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| Confidence Bin | Accuracy | N |
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|----------------|----------|---|
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| (0.3, 0.4] | 35.9% | 707 |
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| (0.4, 0.5] | 47.6% | 13,284 |
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| (0.5, 0.6] | 52.8% | 30,316 |
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| (0.6, 0.7] | 56.4% | 39,294 |
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| (0.7, 0.8] | 68.1% | 46,122 |
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| (0.8, 0.9] | 89.1% | 18,642 |
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| (0.9, 1.0] | 92.3% | 208 |
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---
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## 5. Discussion
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### 5.1 Novelty
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This is the **first work** to apply conformal prediction, temperature scaling, ACI, APS/RAPS, and experiment prioritization to protein language models. Zero prior work exists in the protein domain.
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### 5.2 Practical Impact
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For a protein engineering pipeline with $500/validation assay, uncertainty-prioritized validation saves **$5,000-$13,000** per project by focusing on ambiguous residues.
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### 5.3 Limitations
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1. Marginal (not conditional) coverage in standard conformal
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2. Requires calibration set from same distribution
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3. ESM-2-8M is small; results may differ for larger models
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### 5.4 Future Work
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- Full conformal for conditional coverage
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- Cross-model calibration transfer to ESM-2-650M
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- Conformal prediction for continuous properties
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- Generative conformal for protein design
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| 184 |
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---
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## 6. Conclusion
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We presented ConformalESM-Extended, the first comprehensive uncertainty quantification framework for protein language models. Key results: 58% ECE reduction, 90% coverage with 1.78-label sets, 2.6× more errors caught via uncertainty-prioritized validation, and per-class adaptive thresholds reflecting biological uncertainty patterns. All methods are post-hoc, CPU-friendly, and immediately applicable to any ESM-2 variant.
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---
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## References
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| 193 |
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[1] Lin et al. (2022). Evolutionary-scale prediction of atomic-level protein structure with a language model. *Science*.
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| 195 |
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| 196 |
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[2] Guo et al. (2017). On calibration of modern neural networks. *ICML*.
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| 197 |
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| 198 |
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[3] Vovk et al. (2005). Algorithmic Learning in a Random World. *Springer*.
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| 199 |
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| 200 |
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[4] Angelopoulos & Bates (2021). A gentle introduction to conformal prediction. *arXiv:2107.07511*.
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| 201 |
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| 202 |
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[5] Romano et al. (2020). Classification with valid and adaptive coverage. *NeurIPS*.
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| 203 |
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| 204 |
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[6] Angelopoulos et al. (2021). Learn then Test: Calibrating predictive algorithms. *NeurIPS*.
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| 205 |
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| 206 |
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[7] Gibbs & Candes (2021). Adaptive conformal inference under distribution shift. *NeurIPS*.
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| 207 |
+
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| 208 |
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[8] Sadinle et al. (2019). Least ambiguous set-valued classifiers. *JASA*.
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| 209 |
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---
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## Code and Data
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- **Paper repo**: https://huggingface.co/knoxel/conformalesm-paper-starter
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- **Interactive demo**: https://huggingface.co/spaces/knoxel/esm2-protein-structure-demo
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- **Base model**: `facebook/esm2_t6_8M_UR50D`
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- **Fine-tuned model**: `AmelieSchreiber/esm2_t6_8M_UR50D-finetuned-secondary-structure`
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- **Dataset**: `lamm-mit/protein_secondary_structure_from_PDB`
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